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From the Archives: 


Before the new whistleblower legisaltion in 2019 the GRC Professional Podcast caught up with Nathan Luker from Your Call to talk about whistleblowing frameworks and the importance of having a culture of speaking out.

By Kwame Slusher

Friday 15 October 2021





The Australian securities regulator is concerned that the Australian may not have robust enough whistleblower policies.  
 
In a formal statement this week, the regulator said, “ASIC reviewed a select sample of whistleblower policies and is concerned the majority of those policies did not fully address the relevant requirements.”
 
This c...

By Kwame Slusher


 
 
General insurers need to review and update their pricing systems and those who fail to take risk enforcement action.
 
This message to the general insurance industry comes as the Australian Securities Investments Commission(ASIC) begins civil proceedings against Insurance Australia Limited for misleading and deceptive conduct. 
 
ASIC all...

By Kwame Slusher

 
 


 The Australian Securities and Investments Commission (ASIC) commenced civil proceedings against Diversa Trustees because they allowed financial adviser Nizi Bhandari to operate while under investigation. 


 
Vanda Russel Gould no long has a financial licence for failing to maintain membership with the Australian...

By Kwame Slusher

In light of the recent call from the the Australian Securities and Investments Commision (ASIC) to companies to review their whistleblower policies we thought we'd share this article from  the archives.  






Warren Day, the Victorian Regional Commissioner and Senior Executive Leader of Assessment and Intelligence at the Australian Securitie...

By Kwame Slusher

From the GRC Professional Podcast Archives 



The GRC Professional caught up with Vivienne Begg, an expert in structured writing, and discussed some fundamental elements in policy writing and writing board papers.


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Writing Compliance Do...

By Kwame Slusher




Expert is business and policy writing Vivienne Begg highlights the essential elements of writing contentious policy.

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By Kwame Slusher



GRC Institute Director Elizabeth Moylan talks about her career journey and the impact of increased digitisation.

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GRC2021 Conference

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By Kwame Slusher




Hunt & Hunt Lawyers Partner Andrew Ham talks about recent risk assessments released by The Australian Transaction Reports and Analysis Centre (Austrac) , and the potential impact in might have on reporting entities covered under the Anti-Money Laundering and Counter Terrorist Financing A...

By Kwame Slusher

Tax Haven, Pandora Papers


A few weeks ago, saw the release of the four industry assessments by the Australian financial intelligence unit. one of the most notable findings boing that the big banks assessed as being high risk. 

This week saw the start of the publication based on the Pandora Papers which is the latest the data leak revealing complexed network trusts an...

By Kwame Slusher