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With the Compliance Report due at the end of this month, we wanted to share a Dark Money Files episode looking at annual AML assessments and what is expected of regulated entities in the UK context.

This episode looks at the basics of cognition, higher-order levels of thinking and the limits of testing. 


Join the conversation at our...

By Kwame Slusher

We decided to share this past episode on Risk Culture in anticipation of our upcoming podcast discussion on Conduct Risk.   
How have conversations around culture changed over the last few years? 

The GRC Professional Podcast caught up with D...

By Kwame Slusher

Former Insurance Broker Alliance Management Group Renato De Maria has to pay a $ 35 million penalty for misusing client funds between July 2016 and April  2021. 
Allegations as listed on the ASIC website:

  • authorising three withdrawals totalling $7.9 million which were ultimately transferred back to Mr De Maria via a third party an...

By Kwame Slusher

Friday 17 March 2023


The new accountability regime could apply to your organisation at the end of this year.  

Last year, the financial industry readied itself for guidance on complying with the Financial Accountability Regime (FAR). 

This month the bill has now been reintroduced to parliament for a third time. 
The first time the bill was before parliament, ...

By Kwame Slusher


This week’s episode seems to fit right into the fact that the Attorney General published a review of the privacy legislation, and the Office of the Australian Information Commissioner announced their theme for this year's Privacy Awareness Week—Back to Basics. 

Join the conversation with
the Cyber Risk Discussion Group.


By Kwame Slusher

With Sanctions breaches being one of the allegations being brought against Perth Mint by ABC's Four Corners report, we thought we would reshare this episode on sanctions:


In 2020,Financial Crime Expert, Julian Hunn spoke to the GRC Professional Podcast addressed ...

By Kwame Slusher

Friday 10 March 2023


This week we are watching ABC’s Four Corners: Tainted Gold.

The story of Perth Mint's non-compliance with Australia's Anti-Money Laundering and Counter-Terrorist Financing Act. 

One of the significant compliance failures is failing to adequately look at the source of funds in their compliance management programs. 

Last August,  the Au...

By Kwame Slusher