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Friday 28 October 2022

 


The Australian Securities and Investments Commission (ASIC) has done a review of its regulated entities and their compliance with the breach reporting laws that took effect just over a year ago. 

Commissioner Karen Chester said at the release of RG 78 last year, “The new reporting obligations address long-held concerns on the quality and ti...

By Kwame Slusher

Friday 28 October 2022


 

The Australian Securities and Investments Commission(ASIC) Deputy Chair Karen Chester said sustainable finance is a 'whole of ASIC' activity. 

The Deputy Chair highlighted that disclosures and prohibitions against false and misleading disclosures are essential to work that is being done related to climate change-related disclosures and gree...

By Kwame Slusher

Friday 28 October 2022




Just weeks after the revelations of the Optus  Breach, Medibank has admitted that their data breach was more reaching than they initially lead on. 

In Medibank's latest communication they highlighted all ahm data has been compromised:

  • All ahm customers’ personal data and significant amounts of health claims data
  • All internation...

By Kwame Slusher


 


Risky Women Radio tackles the the topic of the evolution Risk Analytics by  speaking to Wells Fargo Senior Vice President and Head of Model Validation Ximena Zambrano. 

By Kwame Slusher




GRC Institute Director Naomi Burley touches on some of the highlights from the GRC 2022 Conference.


Podcast Notes

 
 
Cyber Resilience: https://asic.gov.au/regulatory-resources/corporate-governance/cyber-resilience/

Crypto assets: https://asic.gov.au/regulatory-resources/...

By Kwame Slusher

Friday 21 October 2022



 
The prudential regulator is bringing more transparency to superannuation. 

The Australian Prudential Regulation Authority (APRA) indicated the increased transparency  as part of their superannuation Data Transformation  reporting standards.

APRA Member Margaret Cole said in an official statement,  “This milestone publication reflects the...

By Kwame Slusher

Thursday 20 October 2022




Earlier this month the International Federation of Compliance Professionals (IFCA)  Conference looked at the perennial challenge of compliance in a time of global complexity.

In a podcast published the UK’s Financial Conduct Authority (FCA) recently is a reminder mention of NAT West is reminder of the perennial challenge of the getting finan...

By Kwame Slusher




How do you stay on top of all of your obligations in a world where regulators are increasingly interconnected?

Lifetime Member & Past GRC Institute Carolyn Hanson talks about regulatory overlap of obligations from a financial crime perspective.

Resource...

By Kwame Slusher



*Correction 
17/10/22: Gina Conde --  Mt St. Michael's College
 
The session kicked off with GRC Institute Director Annette Donselaar officially releasing the first of the Member’s Only Practice Notes on the critical success factors (CSF) in Assurance to compliment the three lines of accountability paper. 

And she indicated that more pract...

By Kwame Slusher


 

For those who attended the AML & Financial Crimes Congress 2022 the Australian Transaction Reports & Analysis Centre (AUSTRAC) spoke about the rise in scams and fraud in an increasingly complex risk landscape.

The United Kingdom's Financial Conduct Authority (FCA) Executive Director of Markets, Sarah Pritchard, looks at the relationship bet...

By Kwame Slusher