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This week we are listing the third part of the three the three-part-series focus by Dark Money Files looking at the financial system from the dark side and how criminals can exploit the financial system.


https://www.thedarkmoneyfiles.com/podcast




Just in case you need little training to help protecting your business from the dark side....

By Kwame Slusher

From the Archives 

 


In light of one of the big four banks featuring in the media for their  'KPI Guide Performance Plans' and references to issues identified in the Royal Commission into the misconduct of Banks and the Financial Institutions w...

By Kwame Slusher




In an article originally published in the March edition of the Company Director Magazine Australian Securities and Investments Commission (ASIC) Commissioner Sean Hughes reminded company directors to not wait until it too late to review their
whistleblower policies.

He writes, “ One of our priorities this year is to review whistleblower prog...

By Kwame Slusher

Thursday 17 March 2022



Australian Securities & Investments Commission

 

 
 
 

Australian Prudential R...

By Kwame Slusher



ESG has been  an increasing focus for companies and regulators. 

The recent floods in Queensland and New South Wales have returned discourse around the climate change and climate change policies under the spotlight. 

In relation to the floods, the Climate Council writes in list of
key findings  that  they released along with their report, “...

By Kwame Slusher

Friday 11 March 2022




Earlier this month the Australian Competition and Consumer Commission (ACCC) released the compliance and enforcement priorities for 2022 and 2023, but organisations their obligations not explicitly mentioned in the priorities. 

The ACCC  chair Rod Sims said in an official statement, “The ACCC’s compliance and enforcement work is not limited ...

By Kwame Slusher

Friday 11 March 2022


 
This week saw the Australian Securities and Investments Commission (ASIC) introduce new market integrity rules.

The new rules focused on technological and operational resilience rules , prohibition on payment for order flow and deregulatory, and minor administrative amendments.
ASIC Commissioner Cathie Armour said in an official statement , ...

By Kwame Slusher


 
Rio Tinto will pay a $750, 000 fine for failing in their continuous disclosure obligations between December 2012 to January 2013. 

Australian Securities and Investments Commission (ASIC) ASIC Deputy Chair Sarah Court said in an official statement, “Rio Tinto had obligations to the market to keep it adequately informed about its mining project...

By Kwame Slusher




Australian Securities & Investments Commission

 

 
 

Australian Prudential Regulation Authority


  • Proposed changes to the quarterly a...

By Kwame Slusher






Happy International Women's Day!
 
GRC Institute CEO Naomi Burley talks about the CP350 Consumer Remediation submission and the further work done on the three lines of Accountability by the GRC Institute Alumn...

By Kwame Slusher