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News Podcast: General Advice & Personal Advice (Revisited)
Podcast: General Advice & Personal Advice (Revisited)
We are only in February and have already seen some enforcement in the financial advice space.
Today's feature podcast is a discussion from years ago about the grey areas between personal and general advice. Enjoy!
GRC Institute CEO Naomi Burley and Senior Strategic Engagement Consultant Carole Ferguson look at the grey areas between personal and general advice and why compliance should be more involved.
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